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Bulk-boundary correspondence in non-Hermitian systems
Stockholm University, Faculty of Science, Department of Physics.
2020 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

The bulk-boundary correspondence, which in topological insulators describes the relationship between the bulk invariant computed for a system with periodic boundary conditions and the number of boundary states in the corresponding system with open boundary conditions, is well-known and important for predicting the behavior of these systems. In recent years, however, the modeling of dissipative and non-equilibrium systems using non-Hermitian Hamiltonians has become increasingly popular. These systems feature many novel phenomena, but in particular the bulk-boundary correspondence breaks down since the spectrum of the system with periodic boundary conditions now differs fundamentally from the spectrum of the system with open boundary conditions. It is thus no longer possible to use the Bloch Hamiltonian to predict the appearance of boundary states.

Integral to understanding the behavior of these systems, is to understand how the boundary states behave. This is what is studied in the accompanying papers, Biorthogonal bulk-boundary correspondence in non-Hermitian systems, Non-Hermitian extensions of higher-order topological phases and their biorthogonal bulk-boundary correspondence, and Phase transitions and generalized biorthogonal trace polarization in non-Hermitian systems, of this thesis, where also a new kind of biorthogonal bulk-boundary correspondence is developed.

The aim of this licentiate thesis is to give the background necessary to understand the accompanying papers. It is divided into two parts. The first part describes the well-established theory of boundary states in a certain class of Hermitian systems for which there exist exact solutions that are straightforward to analyze, which then are generalized to the non-Hermitian case in the accompanying papers. The second part gives some background to non-Hermitian systems, the unusual phenomena that occur in them, and an introduction to biorthogonal quantum mechanics and why it is necessary to redefine the inner product one uses when calculating quantum mechanical probabilities.

Place, publisher, year, edition, pages
Stockholm: Department of Physics, Stockholm University , 2020.
National Category
Physical Sciences
Research subject
Theoretical Physics
Identifiers
URN: urn:nbn:se:su:diva-181216OAI: oai:DiVA.org:su-181216DiVA, id: diva2:1426961
Presentation
2020-05-19, FB42, Albanova universitetscentrum, Roslagstullsbacken 21, Stockholm, 13:00 (English)
Opponent
Supervisors
Available from: 2020-10-14 Created: 2020-04-28 Last updated: 2022-02-26Bibliographically approved
List of papers
1. Biorthogonal Bulk-Boundary Correspondence in Non-Hermitian Systems
Open this publication in new window or tab >>Biorthogonal Bulk-Boundary Correspondence in Non-Hermitian Systems
2018 (English)In: Physical Review Letters, ISSN 0031-9007, E-ISSN 1079-7114, Vol. 121, no 2, article id 026808Article in journal (Refereed) Published
Abstract [en]

Non-Hermitian systems exhibit striking exceptions from the paradigmatic bulk-boundary correspondence, including the failure of bulk Bloch band invariants in predicting boundary states and the (dis) appearance of boundary states at parameter values far from those corresponding to gap closings in periodic systems without boundaries. Here, we provide a comprehensive framework to unravel this disparity based on the notion of biorthogonal quantum mechanics: While the properties of the left and right eigenstates corresponding to boundary modes are individually decoupled from the bulk physics in non-Hermitian systems, their combined biorthogonal density penetrates the bulk precisely when phase transitions occur. This leads to generalized bulk-boundary correspondence and a quantized biorthogonal polarization that is formulated directly in systems with open boundaries. We illustrate our general insights by deriving the phase diagram for several microscopic open boundary models, including exactly solvable non-Hermitian extensions of the Su-Schrieffer-Heeger model and Chern insulators.

National Category
Physical Sciences
Research subject
Theoretical Physics
Identifiers
urn:nbn:se:su:diva-159108 (URN)10.1103/PhysRevLett.121.026808 (DOI)000438191700025 ()30085697 (PubMedID)2-s2.0-85049926791 (Scopus ID)
Available from: 2018-08-31 Created: 2018-08-31 Last updated: 2022-11-30Bibliographically approved
2. Non-Hermitian extensions of higher-order topological phases and their biorthogonal bulk-boundary correspondence
Open this publication in new window or tab >>Non-Hermitian extensions of higher-order topological phases and their biorthogonal bulk-boundary correspondence
2019 (English)In: Physical Review B, ISSN 2469-9950, E-ISSN 2469-9969, Vol. 99, no 8, article id 081302Article in journal (Refereed) Published
Abstract [en]

Non-Hermitian Hamiltonians, which describe a wide range of dissipative systems, and higher-order topological phases, which exhibit novel boundary states on corners and hinges, comprise two areas of intense current research. Here we investigate systems where these frontiers merge and formulate a generalized biorthogonal bulk-boundary correspondence, which dictates the appearance of boundary modes at parameter values that are, in general, radically different from those that mark phase transitions in periodic systems. By analyzing the interplay between corner/hinge, edge/surface and bulk degrees of freedom we establish that the non-Hermitian extensions of higher-order topological phases exhibit an even richer phenomenology than their Hermitian counterparts and that this can be understood in a unifying way within our biorthogonal framework. Saliently this works in the presence of the non-Hermitian skin effect, and also naturally encompasses genuinely non-Hermitian phenomena in the absence thereof.

National Category
Condensed Matter Physics
Research subject
Theoretical Physics
Identifiers
urn:nbn:se:su:diva-166154 (URN)10.1103/PhysRevB.99.081302 (DOI)000459936700001 ()
Available from: 2019-02-18 Created: 2019-02-18 Last updated: 2022-11-30Bibliographically approved
3. Phase Transitions and Generalized Biorthogonal Trace Polarization in non-Hermitian Systems
Open this publication in new window or tab >>Phase Transitions and Generalized Biorthogonal Trace Polarization in non-Hermitian Systems
(English)Manuscript (preprint) (Other academic)
National Category
Physical Sciences
Research subject
Theoretical Physics
Identifiers
urn:nbn:se:su:diva-181215 (URN)
Available from: 2020-04-28 Created: 2020-04-28 Last updated: 2022-02-26Bibliographically approved

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