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Empowering NGOs? Long-Term Effects of Ecological and Institutional Change on Regional Fisheries Management Organizations
Stockholm University, Faculty of Social Sciences, Department of Economic History and International Relations.
Stockholm University, Faculty of Science, Stockholm Resilience Centre.ORCID iD: 0000-0002-3273-9390
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

The participation of environmental non-governmental organizations (NGOs) in regional fisheries management organizations has inspired optimism among many observers and researchers about increasing the effectiveness of these regional organizations in managing highly migratory and straddling fish stocks sustainably. Others claim that the attendance of NGOs in meetings of regional fisheries management organizations as accredited observers or as part of member state or cooperating non-member state delegations, could make decision-making complex, long, and inefficient. NGO participation has attracted broad scholarly interest in the study of interest groups and transnational advocacy in political science. Yet, we know little about the determinants of NGO participation in meetings of regional fisheries management organizations in the first place. To fill this gap, this article develops a theoretical framework conceptualizing NGO participation and developing expectations about how ecological and institutional change shapes NGO participation. The framework deals with structural determinants of NGO participation, as existing literature primarily has been preoccupied with the study of actor-specific explanations of specific NGOs’ impact in specific political processes. By contrast, we examine how ecological change – such as target fish stock health and biomass status – and institutional change – such as financial resources and membership composition of regional fisheries management organizations and participation by other non-state actors such as experts and industry associations – shape NGO participation. We empirically explore this framework in the context of seven regional fisheries management organizations. A dataset comprising yearly fish stock-level data on participation, institutional, and ecological factors, for 1980-2014, was compiled for our quantitative inquiry into the determinants of NGO participation. We find robust evidence that institutional change shapes NGO participation, but not ecological factors related to target fish stock health. We discuss our findings against the backdrop of ongoing debates about NGOs in political science, and spell out broader implications for future research on NGOs in regional fisheries management organizations.

Keywords [en]
Environmental non-governmental organizations (ENGOs), Fisheries Governance, Institutional change, Non-state actors, Participation, Regional fisheries management organizations (RFMOs)
National Category
Environmental Sciences
Research subject
Sustainability Science
Identifiers
URN: urn:nbn:se:su:diva-184044OAI: oai:DiVA.org:su-184044DiVA, id: diva2:1457736
Available from: 2020-08-12 Created: 2020-08-12 Last updated: 2022-02-26Bibliographically approved
In thesis
1. Making waves: A study of the patterns and consequences of non-state actor participation in global fisheries governance
Open this publication in new window or tab >>Making waves: A study of the patterns and consequences of non-state actor participation in global fisheries governance
2020 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

States have established regional fisheries management organizations (RFMOs) to manage transboundary fish stocks. However, the effectiveness of these bodies has been questioned. Problems with overfishing, illegal, unreported, and unregulated (IUU) fishing, and bycatch remain persistent and difficult to solve. In addition to states however, non-state actors (NSAs) also matter for the governance capacity to sustainably manage transboundary fish stocks. These actors include both non-governmental organizations (NGOs), multinational corporations, business associations, consultancies, and private research organizations. They represent diverse interests and pursue different goals in global governance. They are known to participate in meetings of international organizations and the United Nations, and to form transnational partnerships (together with other actors) to address transboundary environmental problems. However, their participation within global fisheries governance and the consequences of that participation for political outcomes achieved, for example by RFMOs, is not well understood. 

I attempt to fill this gap, by addressing two overarching research questions. First: how and why do non-state actors participate in global fisheries governance, and second: how (and under what conditions) does the participation of these actors shape RFMOs’ effectiveness? In order to analyze the participation and consequences of NSAs, I construct a theoretical framework combining insights from international relations literature on NSAs, transnational partnerships, and international regimes, and from the comparative politics literature on interest groups.

The thesis presents four papers. Paper I studies the conditions for NGO participation across seven RFMOs. It finds that NGO participation is shaped by the RFMOs’ own institutional capacity and competitive pressures from other NSAs from research organizations, but not by changes in target fish stock health. Paper II studies the variation in advocacy strategies used by transnational partnerships to shape IUU fishing policy. It finds that partnerships mainly use inside and service provision strategies, but rarely outside strategies. The variation in strategies is shaped by changes in political opportunity structures, i.e., by an increasingly complex global institutional landscape as well as increasing issue complexity and salience. Paper III focuses on the roles of NGOs in relation to transparency across twelve RFMOs. It finds that NGOs have made repeated requests for procedural transparency, and that several requests have received responses from member states, such as notably, the adoption of observer accreditation rules. NGOs also face several barriers to transparency, as they sometimes are hindered from attending certain sessions and from actively engaging in discussions. These barriers limit the ability of NGOs to develop policy-specific advice and to perform accountability functions, with potential implications for RFMO effectiveness. Paper IV explores the influence of NGOs on the effectiveness of RFMOs to manage sharks, by considering two indictors, i.e., changes in policy outputs and to key actor positions. Strategic venue shopping is found to be an important mechanism for NGOs’ ability to influence RFMO effectiveness. Taken together, the thesis contributes to scholarly debates about the participation and influence of NSAs in sustainability science and international relations literature, and related policy debates about the prospects for achieving sustainable fisheries through an inclusive and ecosystem approach to management.

Place, publisher, year, edition, pages
Stockholm: Stockholm Resilience Centre, Stockholm University, 2020. p. 68
Keywords
Global fisheries governance, regional fisheries management organizations (RFMOs), non-state actors, non-governmental organizations (NGOs), transnational partnerships, participation, influence, effectiveness, process tracing
National Category
Peace and Conflict Studies Other Social Sciences not elsewhere specified
Research subject
Sustainability Science
Identifiers
urn:nbn:se:su:diva-184051 (URN)978-91-7911-258-5 (ISBN)978-91-7911-259-2 (ISBN)
Public defence
2020-09-25, room 237, Stockholm Resilience Centre, Kräftriket 2B and digitally via video conference (Zoom). Public link will be made available at stockholmresilience.org, Stockholm, 15:00 (English)
Opponent
Supervisors
Available from: 2020-09-02 Created: 2020-08-12 Last updated: 2025-02-20Bibliographically approved

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Dellmuth, LisaPetersson, Matilda

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