The current understanding of the role of topology in non-Hermitian (NH) systems and its far-reaching physical consequences observable in a range of dissipative settings are reviewed. In particular, how the paramount and genuinely NH concept of exceptional degeneracies, at which both eigenvalues and eigenvectors coalesce, leads to phenomena drastically distinct from the familiar Hermitian realm is discussed. An immediate consequence is the ubiquitous occurrence of nodal NH topological phases with concomitant open Fermi-Seifert surfaces, where conventional band-touching points are replaced by the aforementioned exceptional degeneracies. Furthermore, new notions of gapped phases including topological phases in single-band systems are detailed, and the manner in which a given physical context may affect the symmetry-based topological classification is clarified. A unique property of NH systems with relevance beyond the field of topological phases consists of the anomalous relation between bulk and boundary physics, stemming from the striking sensitivity of NH matrices to boundary conditions. Unifying several complementary insights recently reported in this context, a picture of intriguing phenomena such as the NH bulk-boundary correspondence and the NH skin effect is put together. Finally, applications of NH topology in both classical systems including optical setups with gain and loss, electric circuits, and mechanical systems and genuine quantum systems such as electronic transport settings at material junctions and dissipative cold-atom setups are reviewed.

Four-dimensional quantum Hall (QH) models usually rely on synthetic dimensions for their simulation in experiment. Here, we study a QH system which features a nontrivial configuration of three-dimensional Weyl cones on its boundaries. We propose a three-dimensional analog of this model in the form of a dissipative Weyl semimetal (WSM) described by a non-Hermitian (NH) Hamiltonian, which in the long-time limit manifests the anomalous boundary physics of the four-dimensional QH model in the bulk spectrum. The topology of the NH WSM is captured by a three-dimensional winding number whose value is directly related to the total chirality of the surviving Weyl nodes. Upon taking open boundary conditions, instead of Fermi arcs, we find exceptional points with an order that scales with system size.

Non-Hermitian (NH) Hamiltonians can be used to describe dissipative systems, notably including systems with gain and loss, and are currently intensively studied in the context of topology. A salient difference between Hermitian and NH models is the breakdown of the conventional bulk-boundary correspondence, invalidating the use of topological invariants computed from the Bloch bands to characterize boundary modes in generic NH systems. One way to overcome this difficulty is to use the framework of biorthogonal quantum mechanics to define a biorthogonal polarization, which functions as a real-space invariant signaling the presence of boundary states. Here, we generalize the concept of the biorthogonal polarization beyond the previous results to systems with any number of boundary modes and show that it is invariant under basis transformations as well as local unitary transformations. Additionally, we focus on the anisotropic Su-Schrieffer-Heeger chain and study gap closings analytically. We also propose a generalization of a previously developed method with which to find all the bulk states of the system with open boundaries to NH models. Using the exact solutions for the bulk and boundary states, we elucidate genuinely NH aspects of the interplay between the bulk and boundary at the phase transitions.

We present a generic and systematic approach for constructing D−dimensional lattice models with exactly solvable d−dimensional boundary states localized to corners, edges, hinges, and surfaces. These solvable models represent a class of “sweet spots” in the space of possible tight-binding models—the exact solutions remain valid for any tight-binding parameters as long as they obey simple locality conditions that are manifest in the underlying lattice structure. Consequently, our models capture the physics of both (higher order) topological and nontopological phases as well as the transitions between them in a particularly illuminating and transparent manner.

The recently established paradigm of higher-order topological states of matter has shown that not only edge and surface states but also states localized to corners, can have robust and exotic properties. Here we report on the experimental realization of novel corner states made out of visible light in three-dimensional photonic structures inscribed in glass samples using femtosecond laser technology. By creating and analysing waveguide arrays, which form two-dimensional breathing kagome lattices in various sample geometries, we establish this as a platform for corner states exhibiting a remarkable degree of flexibility and control. In each sample geometry we measure eigenmodes that are localized at the corners in a finite frequency range, in complete analogy with a theoretical model of the breathing kagome. Here, measurements reveal that light can be ‘fractionalized,’ corresponding to simultaneous localization to each corner of a triangular sample, even in the presence of defects.

While the Bloch spectrum of translationally invariant noninteracting lattice models is trivially obtained by a Fourier transformation, diagonalizing the same problem in the presence of open boundary conditions is typically only possible numerically or in idealized limits. Here we present exact analytic solutions for the boundary states in a number of lattice models of current interest, including nodal-line semimetals on a hyperhoneycomb lattice, spin-orbit coupled graphene, and three-dimensional topological insulators on a diamond lattice, for which no previous exact finite-size solutions are available in the literature. Furthermore, we identify spectral mirror symmetry as the key criterium for analytically obtaining the entire (bulk and boundary) spectrum as well as the concomitant eigenstates, and exemplify this for Chern and Z2 insulators with open boundaries of codimension one. In the case of the two-dimensional Lieb lattice, we extend this further and show how to analytically obtain the entire spectrum in the presence of open boundaries in both directions, where it has a clear interpretation in terms of bulk, edge, and corner states.

Non-Hermitian Hamiltonians, which describe a wide range of dissipative systems, and higher-order topological phases, which exhibit novel boundary states on corners and hinges, comprise two areas of intense current research. Here we investigate systems where these frontiers merge and formulate a generalized biorthogonal bulk-boundary correspondence, which dictates the appearance of boundary modes at parameter values that are, in general, radically different from those that mark phase transitions in periodic systems. By analyzing the interplay between corner/hinge, edge/surface and bulk degrees of freedom we establish that the non-Hermitian extensions of higher-order topological phases exhibit an even richer phenomenology than their Hermitian counterparts and that this can be understood in a unifying way within our biorthogonal framework. Saliently this works in the presence of the non-Hermitian skin effect, and also naturally encompasses genuinely non-Hermitian phenomena in the absence thereof.

Topological phases of Hermitian systems are known to exhibit intriguing properties such as the presence of robust boundary states and the famed bulk-boundary correspondence. These features can change drastically for their non-Hermitian generalizations, as exemplified by a general breakdown of bulk-boundary correspondence and a localization of all states at the boundary, termed the non-Hermitian skin effect. In this paper, we present a completely analytical unifying framework for studying these systems using generalized transfer matrices, a real-space approach suitable for systems with periodic as well as open boundary conditions. We show that various qualitative properties of these systems can be easily deduced from the transfer matrix. For instance, the connection between the breakdown of the conventional bulk-boundary correspondence and the existence of a non-Hermitian skin effect, previously observed numerically, is traced back to the transfer matrix having a determinant not equal to unity. The vanishing of this determinant signals real-space exceptional points, whose order scales with the system size. We also derive previously proposed topological invariants such as the biorthogonal polarization and the Chern number computed on a complexified Brillouin zone. Finally, we define an invariant for and thereby clarify the meaning of topologically protected boundary modes for non-Hermitian systems.

The hallmark of topological phases of matter is the presence of robust boundary states. In this dissertation, a formalism is developed with which analytical solutions for these states can be straightforwardly obtained by making use of destructive interference, which is naturally present in a large family of lattice models. The validity of the solutions is independent of tight-binding parameters, and as such these lattices can be seen as a subset of solvable systems in the landscape of tight-binding models. The approach allows for a full control of the topological phase of the system as well as the dispersion and localization of the boundary states, which makes it possible to design lattice models possessing the desired topological phase from the bottom up. Further applications of this formalism can be found in the fields of higher-order topological phases—where boundary states localize to boundaries with a codimension larger than one—and of non-Hermitian Hamiltonians—which is a fruitful approach to describe dissipation, and feature many exotic features, such as the possible breakdown of bulk-boundary correspondence—where the access to exact solutions has led to new insights.

Non-Hermitian (NH) Hamiltonians have become an important asset for the effective description of various physical systems that are subject to dissipation. Motivated by recent experimental progress on realizing the NH counterparts of gapless phases such as Weyl semimetals, here we investigate how NH symmetries affect the occurrence of exceptional points (EPs), that generalize the notion of nodal points in the spectrum beyond the Hermitian realm. Remarkably, we find that the dimension of the manifold of EPs is generically increased by one as compared to the case without symmetry. This leads to nodal surfaces formed by EPs that are stable as long as a protecting symmetry is preserved, and that are connected by open Fermi volumes. We illustrate our findings with analytically solvable two-band lattice models in one and two spatial dimensions, and show how they are readily generalized to generic NH crystalline systems.