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Understanding European Arms Export Controls: Material Interests and Competing Norms
Stockholm University, Faculty of Social Sciences, Department of Economic History and International Relations.
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

This thesis seeks to better understand the formation and implementation of the restrictions that the EU and EU member states have imposed on exports of military and security equipment. Specifically, the thesis develops two norms-based theoretical frameworks for understanding how and why particular restrictions become integrated in states’ national and collective export controls, why others are rejected, and the different ways this integration occurs. To develop these frameworks this thesis carries out two case studies comparing aspects of Sweden’s, the UK’s and the USA’s arms export controls and examining the emergence of the EU’s export control ‘regime’, conducts a review of past research on export controls, produces a historical narrative summarizing the evolution of states’ restrictions on exports of military and security equipment, and draws from key aspects of the literature on norms in the fields of international relations and organizational theory. The first theoretical framework posits that the process of adopting particular restrictions on exports of military and security equipment can be best understood as a competition between different constitutive and regulative norms. Applying this ‘competing norms’ framework creates a better understanding of why certain efforts to impose restrictions fail while others succeed. The second theoretical framework is informed by the concept of organized hypocrisy and helps explain the outcomes that can emerge when different norms support and oppose the adoption of particular restrictions. Applying this ‘organized hypocrisy’ framework shows how export controls can be viewed as consisting of ‘talk’, ‘decision’ and ‘action’ and that each aspect can be adjusted in response to the pressures exerted by different norms. The thesis applies these theoretical frameworks in two case studies that explore recent processes of revising aspects of Sweden’s arms export controls and the EU’s export control regime. This thesis makes several novel contributions to the study of the trade in military and security equipment, export controls and arms control more broadly. Most substantively, it provides two new theoretical frameworks for understanding the role that norms play when states individually and collectively impose restrictions on their exports of military and security equipment. More broadly, the insights provided help to shed light on the norms dynamics at play in other areas of arms control, security policy and international relations more generally.

Place, publisher, year, edition, pages
Stockholm: Department of Economic History and International Relations, Stockholm University , 2022. , p. 83
Series
Stockholm Studies in International Relations, ISSN 2003-1343 ; 2022:4
Keywords [en]
arms control, arms export controls, defence industry, dual-use export controls, EU, international relations, norms, organization theory, organized hypocrisy, Sweden
National Category
Political Science
Research subject
International Relations
Identifiers
URN: urn:nbn:se:su:diva-204271ISBN: 978-91-7911-912-6 (print)ISBN: 978-91-7911-913-3 (electronic)OAI: oai:DiVA.org:su-204271DiVA, id: diva2:1654783
Public defence
2022-06-13, hörsal 2, hus A, Universitetsvägen 10 A, Stockholm, 10:00 (English)
Opponent
Supervisors
Available from: 2022-05-19 Created: 2022-04-28 Last updated: 2022-05-13Bibliographically approved
List of papers
1. End-Use Controls: Recent Technology Developments and Emerging Trends
Open this publication in new window or tab >>End-Use Controls: Recent Technology Developments and Emerging Trends
2015 (English)In: S&F Sicherheit und Frieden, ISSN 0175-274x, Vol. 33, no 2, p. 84-91Article in journal (Refereed) Published
Abstract [en]

This article looks at the end­use controls of the US and European states, the application of new technologies for tracking, controlling and deactivating arms in this area, and recent debates about arms transfers to the Middle East. States’ end­use controls are employed in the pursuit of a variety of normative, economic and strategic objectives. However, the article finds that only the US has used new technologies to improve its end­use controls and only in the pursuit of strategic objectives. The article also argues that recent arms transfers to non­state armed groups in Libya and Syria may undermine broader attempts to improve global standards in end­use controls.

Place, publisher, year, edition, pages
Hamburg, Germany: , 2015
Keywords
Military technology, dual-­use goods, export controls, arms control, conflict
National Category
Political Science
Research subject
International Relations
Identifiers
urn:nbn:se:su:diva-203885 (URN)10.5771/0175-274x-2015-2-84 (DOI)
Available from: 2022-04-13 Created: 2022-04-13 Last updated: 2022-04-28Bibliographically approved
2. Arms Transfers and Export-Control Policies
Open this publication in new window or tab >>Arms Transfers and Export-Control Policies
2018 (English)In: The Handbook of European Defence Policies and Armed Forces / [ed] Hugo Meijer and Marco Wyss, Oxford: Oxford University Press, 2018, 1, p. 710-726Chapter in book (Other academic)
Abstract [en]

This chapter examines the attempt to coordinate and harmonize the dual-use and arms export control policies of EU member states, focusing in particular on the use of EU arms embargoes and the implementation of the EU Dual-Use Regulation and the EU Common Position on Arms Export. The chapter examines the original motivations that drove and sustained this effort and gives an assessment of its impact on member states’ national policies. In doing so, the chapter pays particular attention to the dual-use and arms export control policies of Europe’s major powers (France, Germany, the United Kingdom), highlighting areas where states’ policies have been affected by EU processes of coordination and convergence, and where they remain driven by primarily national considerations. The chapter also assesses and compares the impact of these processes among a selection of smaller EU member states.

Place, publisher, year, edition, pages
Oxford: Oxford University Press, 2018 Edition: 1
Keywords
arms export controls, dual-use export controls, strategic trade controls, EU, arms trade, arms industry, policy coordination, policy convergence
National Category
Political Science
Research subject
International Relations
Identifiers
urn:nbn:se:su:diva-203893 (URN)10.1093/oso/9780198790501.003.0042 (DOI)9780198790501 (ISBN)
Available from: 2022-04-13 Created: 2022-04-13 Last updated: 2022-04-28Bibliographically approved
3. Sweden’s Arms Export Controls: Balancing Support and Restraint
Open this publication in new window or tab >>Sweden’s Arms Export Controls: Balancing Support and Restraint
2020 (English)In: Law and the Arms Trade: Weapons, Blood and Rules / [ed] Laurence Lustgarten, London: Bloomsbury Academic, 2020, p. 207-235Chapter in book (Refereed)
Abstract [en]

Sweden is both an appropriate and important subject of study in any comparative analysis of States’ arms export controls, largely due to the strong and conflicting pressures to which it is subject. Political actors on both the left and right of its political spectrum argue that Sweden needs to maintain an independent defence industry supported by foreign sales. What makes Sweden unusual is the level of ambition in its defence industrial strategy and the volume of arms exports compared to other economic and political indicators. During 2019, Sweden ranked 23rd in the world in terms of Gross Domestic Product (GDP) and 33rd in its military spending. However, Sweden seeks to maintain independent production capacities in a range of key areas and consistently ranks higher in terms of its arms exports. For 2015–2019 Sweden was the world’s 15th largest supplier. On the other hand, there is an almost constant national discussion about arms exports in Sweden and a sizeable majority of the public favours imposing tighter restrictions than are agreed at the international and European level. Moreover, this view is shared by mainstream political parties on both the left and right of Sweden’s political spectrum. This chapter explores how Sweden structures and implements its arms export controls in the face of these conflicting pressures. In doing so, it seeks to connect the findings of the chapter with other studies of the way Swedish political institutions seek to manage conflicting normative pressures. In particular, it draws on the work of Nils Brunson from the 1980s and his notion of ‘organised hypocrisy’.

Place, publisher, year, edition, pages
London: Bloomsbury Academic, 2020
Keywords
Arms export controls, Arms trade, Sweden, Defence industry, Arms production, Arms control
National Category
Political Science
Research subject
International Relations
Identifiers
urn:nbn:se:su:diva-203895 (URN)10.5040/9781509922321.ch-008 (DOI)978-1-50992-229-1 (ISBN)978-1-50992-232-1 (ISBN)
Available from: 2022-04-13 Created: 2022-04-13 Last updated: 2022-04-28Bibliographically approved
4. The Dual-use Regulation, Cyber-Surveillance and Human Rights: The Competing Norms and Organized Hypocrisy of EU Export Controls
Open this publication in new window or tab >>The Dual-use Regulation, Cyber-Surveillance and Human Rights: The Competing Norms and Organized Hypocrisy of EU Export Controls
(English)Manuscript (preprint) (Other academic)
Abstract [en]

This article provides an analysis of the process and outcome of the review and recast of the EU Dual-use Regulation which concluded in 2021. The recast was dominated by conflicts both among EU member states and between the European Council, European Commission and European Parliament about the interlinked issues of expanding the range of human rights that states should consider when implementing the Dual-use Regulation and using the instrument to expand controls on exports of ‘cyber-surveillance items’. The article argues that the process of the recast­­—and particularly which proposals were put forward and which were adopted—can be better understood if it is viewed as a competition between different constitutive and regulative norms. The article also argues that the outcome of the recast can be better understood if we apply Brunsson’s concept of ‘organized hypocrisy’ and view as a set of compromises which sought to address several competing norms. The article concludes by reflecting on the possible wider application of the ‘competing norms’ and ‘organized hypocrisy’ frameworks that it outlines for other studies of the formation and implementation of states’ national and collective export control systems.

Keywords
EU, norms, organization theory, international relations, dual-use export controls, organized hypocrisy, surveillance tools, cyber-surveillance
National Category
Political Science
Research subject
Political Science
Identifiers
urn:nbn:se:su:diva-204255 (URN)
Available from: 2022-04-28 Created: 2022-04-28 Last updated: 2022-04-28

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