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Closing the Gaps to the LDCs−Technology Transfer under International Law on Climate Change and Intellectual Property
Stockholm University, Faculty of Law, Department of Law.ORCID iD: 0009-0001-8888-4853
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Climate change is a global problem that requires global cooperation to address the resulting challenges. Developed countries, with their advanced economics, technology and infrastructure, are better fit than developing countries to withstand the effects of climate change. In the process of developing, however, these countries have produced, and continue to produce, the vast majority of the greenhouse gases that are leading to climate change. In contrast, the least developed countries (LDCs) are among the lowest polluters yet are likely to be most vulnerable to climate change due to their comparative lack of economic resources, technology or infrastructure. That is why during the negotiations of the global climate regime, including the United Nations Framework Convention on Climate Change (UNFCCC), the Kyoto Protocol to the United Nations Framework Convention on Climate and the Paris Agreement, developing countries and the LDCs were pushing for provisions on significant financial support and access to technology; and these issues are addressed in the treaties. Similarly, during negotiations over the adoption of the Agreement on Trade Related aspects of Intellectual Property Rights (TRIPS Agreement) under the World Trade Organisation, a compromise was reached among the countries through a combination of concessions and commitments on the part of the developed countries. It was expected by the developing countries that the LDCs would receive adequate financial and technical cooperation from the developed countries to be able to develop a sustainable technological base in their respective countries. These promises and commitments have yet to be fulfilled. However, a clear gap remains concerning the legal obligations of the developed countries to facilitate access and transfer of climate technologies to the LDCs under the UNFCCC and the Paris Agreement. In addition to inadequate technology transfer, the developing countries and the LDCs claim that international intellectual property (IP) rules are a barrier to technology transfer and need to be relaxed. The debate over technology transfer and the role of IP has not been resolved. 

 This study explores a middle ground by interpreting and clarifying the provisions of the Paris Agreement and the TRIPS Agreement from a coherent perspective considering the climate change induced vulnerability of the LDCs, and by proposing potential alternatives to close the gaps in existing mechanisms for facilitating access and transfer of technology to the LDCs. While acknowledging climate change as a multidisciplinary subject, this study uses a legal dogmatic approach and a case study as part of the methodology to examine relevant legal provisions under the UNFCCC, Paris Agreement and the TRIPS Agreement to identify potential weakness, if any, and to make the legal frameworks more meaningful. To that end, the study makes a number of recommendations, for instance on institutional developments; the technology, financial and sustainable development mechanisms; the submission of integrated nationally determined contributions; and clarifications under the TRIPs Agreement with respect to climate change.

Place, publisher, year, edition, pages
Stockholm: Department of Law, Stockholm University , 2024. , p. 186
Keywords [en]
Climate Change, Climate Change Law, Intellectual Property law, UNFCCC, Paris Agreement, TRIPS Agreement, Technology Transfer, LDCs
National Category
Law
Research subject
Legal Science, specialisation Private Law
Identifiers
URN: urn:nbn:se:su:diva-236039ISBN: 978-91-8107-040-8 (print)ISBN: 978-91-8107-041-5 (electronic)OAI: oai:DiVA.org:su-236039DiVA, id: diva2:1916589
Public defence
2025-01-22, Stora seminarierummet, Stockholm Centre for Commercial Law (SCCL), Juridiska fakulteten, Stockholms universitet, 106 91 Stockholm, Stockholm, 10:00 (English)
Opponent
Supervisors
Available from: 2024-12-18 Created: 2024-11-27 Last updated: 2024-12-12Bibliographically approved
List of papers
1. Are the UNFCCC Paris Agreement and the TRIPS Agreement Facilitating Access to and Transfer of Climate Technologies for the LDCs?
Open this publication in new window or tab >>Are the UNFCCC Paris Agreement and the TRIPS Agreement Facilitating Access to and Transfer of Climate Technologies for the LDCs?
2021 (English)In: Manchester Journal of International Economic Law, E-ISSN 1742-3945, Vol. 18, no 3, p. 327-369Article in journal (Refereed) Published
Abstract [en]

This article evaluates the effectiveness of the technology transfer provisions under the United Nations Framework Convention on Climate Change (UNFCCC), Kyoto Protocol, and Paris Agreement and under the Trade-Related Aspects of Intellectual Property Rights (TRIPS) Agreement, to facilitate access to and transfer of climate technologies for the least developed countries (LDCs) through a case study on Bangladesh (which has been selected considering its serious vulnerability to climate change and as one of the most active LDC in technology transfer during climate negotiations and TRIPS Council meetings). This article concludes that the LDCs should indicate their technology needs in their Nationally Determined Contributions (NDC) using an integrated, collaborative approach, including financing for climate technologies and capacity-building indicating their specific technology transfer needs. The TRIPS Council under the TRIPS Agreement could introduce a comprehensive review mechanism for evaluating the technology transfer support provided by the developed countries to the LDCs. The author proposes to develop a database of urgently needed climate technologies and establish a neglected climate technology initiatives network to facilitate access and transfer of urgently needed climate technologies for the LDCs.

National Category
Climate Research
Identifiers
urn:nbn:se:su:diva-202736 (URN)000753629800003 ()
Available from: 2022-03-14 Created: 2022-03-14 Last updated: 2024-11-27Bibliographically approved
2. A journey from Rio to Paris via Kyoto to facilitate technology transfer to the LDCs under the UNFCCC
Open this publication in new window or tab >>A journey from Rio to Paris via Kyoto to facilitate technology transfer to the LDCs under the UNFCCC
2021 (English)In: Journal of Property, Planning and Environmental Law, ISSN 2514-9407, Vol. 13, no 1, p. 60-84Article in journal (Refereed) Published
Abstract [en]

The purpose of this study is to evaluate to what extent the Paris Agreement and the United Nations Framework Convention on Climate Change (UNFCCC) have supported (or could support) the least developed countries (LDCs) particularly for accessing the climate technologies and thereby to meet the objectives of the Paris Agreement. This study adopted legal dogmatism to evaluate the gradual development of technology transfer issues to support the LDCs under the international climate regime. This study suggested a few potential measures to facilitate meaningful technology transfer to LDCs – such as clarifying and linking the role of the technology and financial mechanism, a more robust role of capacity building, using the sustainable development mechanism with a technology transfer focus, improving the transparency and reporting mechanism to particularly indicate support regarding technology transfer requested and received by the LDCs linking it with the nationally determined contributions, and adapting a pragmatic approach to intellectual property.

This study is an original contribution as it identified concern over technology transfer under the UNFCCC since 1992 with a focus on the LDCs and indicated required actions that need to be taken to support the LDCs in the context of climate-related technology transfer and beyond. 

Keywords
Technology Transfer, Paris Agreement, LDCs, Intellectual Property, Climate Change
National Category
Law
Research subject
Environmental Law; International Law; Legal Science
Identifiers
urn:nbn:se:su:diva-235835 (URN)10.1108/jppel-05-2020-0024 (DOI)
Available from: 2024-11-25 Created: 2024-11-25 Last updated: 2024-11-27Bibliographically approved
3. The TRIPS Agreement Revisited ‒Time to Open-Up Climate Technologies for Least Developed Countries
Open this publication in new window or tab >>The TRIPS Agreement Revisited ‒Time to Open-Up Climate Technologies for Least Developed Countries
2022 (English)In: Journal of Intellectual Property Rights, ISSN 0971-7544, E-ISSN 0975-1076, Vol. 27, no 2, p. 107-129Article in journal (Refereed) Published
Abstract [en]

Because most climate technologies are patented in developed countries, intellectual property rights held over these technologies by rights holders in developed countries can impede the access of least developed countries (LDCs) to these technologies owing to difficulties such as high royalty fees, refusals to license and unnecessary conditions for transfers of technology. This paper argues that the principles and objectives of the TRIPS Agreement, as laid down in Articles 7 and 8, could be used for an interpretation fitting the need of the LDCs to access climate technologies and evaluates the potential to adopt a declaration on the TRIPS Agreement and climate change to guide the utilisation of TRIPS flexibilities. Among other things, these include using research exceptions, parallel imports, compulsory licences and competition law. This paper further evaluates potential options for utilising Articles 66.2 and 67 of the TRIPS Agreement and the potential to adopt a new agreement from a climate change standpoint to meet the urgent need of LDCs for access to and transfer of climate technologies.

Keywords
Climate Change, Least Developed Countries, Patent, Technology Transfer, TRIPS Agreement
National Category
Law
Identifiers
urn:nbn:se:su:diva-208776 (URN)10.56042/jipr.v27i2.55462 (DOI)2-s2.0-85131047047 (Scopus ID)
Available from: 2022-09-06 Created: 2022-09-06 Last updated: 2024-11-27Bibliographically approved
4. Climate Change and Intellectual Property after COP 15: In Search of a Workable Framework for the Transfer of ESTs.
Open this publication in new window or tab >>Climate Change and Intellectual Property after COP 15: In Search of a Workable Framework for the Transfer of ESTs.
2020 (English)In: Nordic Environmental Law Journal, Vol. 2, p. 145-159Article in journal (Refereed) Published
Abstract [en]

Climate change is viewed as one of the most serious threats to the global environment and to sustainable development.   Government      representatives, environmentalists, lawyers, industry groups, development lobbyists, human rights activists and carbon traders, all agree on one thing: Innovation and new technologies will play a crucial role in meeting the challenge of global climate change. But the lack of investment capacity for R&D on ESTs in developing countries on the one hand, and on the other all those recourses available in developed countries with strong private entities has brought forth a debate of intellectual property rights (IPR) and climate change. This calls for striking a balance between the interest of IPR owners in developed countries and potential users in developing countries to facilitate technology transfer for the mitigation and adaptation to climate change. This paper will try to evaluate technology transfer issues from the context of international environmental law and intellectual property law and suggest some possible means for a successful climate negotiation and transfer of ESTs.

Place, publisher, year, edition, pages
Uppsala: , 2020
Keywords
Climate Change, Technology Transfer, Intellectual Property, LDCs
National Category
Law
Research subject
Environmental Law; Legal Science
Identifiers
urn:nbn:se:su:diva-235838 (URN)
Available from: 2024-11-25 Created: 2024-11-25 Last updated: 2024-11-27
5. Climate Change Resilience and Technology Transfer: The Role of Intellectual Property
Open this publication in new window or tab >>Climate Change Resilience and Technology Transfer: The Role of Intellectual Property
2011 (English)In: Nordic Journal of International Law, ISSN 0902-7351, E-ISSN 1571-8107, Vol. 80, no 4, p. 485-505Article in journal (Refereed) Published
Abstract [en]

The impact of climate change has emerged as a major threat to sustainable development and poverty reduction efforts in many less developed countries, in particular in the least developed countries (LDCs) such as the countries in the African region and Small Island States. New technologies are necessary for the stabilization and reduction of atmospheric greenhouse gases and to enhance the capacity of poor countries to respond to shifts in resource endowments that are expected to accompany climate change. Therefore, technology transfer, particularly in the case of access to environmentally sound technologies (ESTs) is widely seen as an integral part of climate change resilience. Concerted efforts will be required for the development, deployment and transfer of ESTs to reduce vulnerability and increase resilience to the risks of climate change. Thus, development and transfer of ESTs has emerged as a fundamental building block in the crafting of a post-Kyoto 2012 global regime for climate change resilience. In this context, the role of intellectual property rights (IPRs) has been the subject of increased attention in the climate change discussions since the Bali conference of the United Nations Framework Convention on Climate Change (UNFCCC) in 2007. Different conflicting views and positions have emerged pointing to the role of IPRs in either facilitating or hindering the transfer of ESTs. The dissemination of ESTs from developed countries to developing countries and LDCs is a very complicated process often simplified by the argument that patent waiver for ESTs or allowing copying with weak intellectual property rights will help the developing countries and LDCs to better cope with the climate change problems. This article tries to examine the relationship between the IPRs (with special reference to patent system) and the resilience discourse with a starting point in the terms of social and ecological resilience.  

Keywords
Climate Change, Technology Transfer, Intellectual Property, LDCs
National Category
Law
Research subject
International Law
Identifiers
urn:nbn:se:su:diva-235840 (URN)10.1163/157181011x598445 (DOI)
Available from: 2024-11-25 Created: 2024-11-25 Last updated: 2024-11-27

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23456785 of 10
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