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Exceptional Topological Band Structures
Stockholm University, Faculty of Science, Department of Physics.ORCID iD: 0000-0002-1784-4619
2026 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [sv]

Metamaterial, optiska och fotoniska system samt elektriska och akustiska system uppför sig alla, som bekant, på ett helt annat sätt än isolerade kvantsystem; detsamma gäller öppna kvantsystem som står i kontakt med omgivningen. Den främsta anledningen till detta är växelverkan med omgivningen, som kan tillföra energi och partiklar till och från systemet. Insikten att dessa system ändå kan beskrivas med en formalism som strukturellt liknar kvantmekaniken för isolerade system har väckt ett stort intresse för det som har kommit att kallas icke-hermitisk fysik.

Sedan dess har resultat från kvantteorin kring topologiska faser tillämpats på icke-hermitiska system.  Denna teori beskriver uppkomsten av materiafaser som framstår som identiska inom det tidigare paradigmet av symmetrier och symmetribrytning, men som skiljer sig åt av topologiska skäl. Ett exempel på detta är olika topologiska isolatorer som kännetecknas av topologiska invarianter: diskreta tal som kan beräknas utifrån deras bandstruktur.  Fasövergångar mellan olika topologiska isolatorer sker via topologiskt robusta nodpunkter i bandstrukturen, vilka bär på förändringarna i invarianterna.

Här använder vi homotopiteori för att härleda sådana invarianter för icke-hermitiska system.  Icke-hermitiska nodpunkter kallas vanligtvis exceptionella punkter och skyddas av den icke-abelska flätgruppen, vilket innebär att de topologiskt skiljer sig avsevärt från sina hermitiska motsvarigheter. Vi finner att exceptionella punkter av högre ordning skyddas av vindningstal, att system som är underkastade PT-symmetri (paritet och tidsomvändning) uppvisar en kombinerad egenvärdes- och egenvektortopologi,  och  att tvådimensionella rumsliga symmetrier (kristallografiska grupper) kan tvinga fram exceptionella punkter.

Vi härleder vidare fermionfördubblingssatser för icke-hermitiska topologiska system, vilka begränsar det tillåtna antalet och sammansättningen av exceptionella punkter i ett material. Dessa satser skiljer sig från sina hermitiska motsvarigheter på grund av den icke-abelska strukturen i exceptionella punkter. Vi visar, teoretiskt och i fotonikexperiment, att detta kan leda till topologiska monopoler, vilka är förbjudna i hermitiska system.

Abstract [en]

Metamaterials, optical and photonic setups, as well as electric and acoustic systems all (clearly) behave very differently from isolated quantum systems; as do open quantum systems that are in contact with an environment. The primary reason is precisely this coupling to an environment, which can deliver energy and particles into and out of the system. The insight that these systems can nevertheless be described in a formalism that structurally resembles quantum mechanics of isolated systems, has fuelled a wave of interest in what has come to be known as non-hermitian physics.

More recently, results from the quantum theory of topological phases started being applied to the non-hermitian realm. This theory describes the emergence of phases of matter that seem identical in its preceding paradigm of symmetries and symmetry breaking, but that differ for topological reasons. Exemplarily, there are different topological insulators that are distinguished by topological invariants, discrete numbers that can be calculated from their band structure. Phase transitions between them happen via topologically robust nodal points in the band structure, which carry the changes in invariants.

Here we use homotopy theory to derive such invariants for non-hermitian systems. Non-hermitian nodal points are commonly called exceptional points, and are protected by the non-abelian braid group, thus topologically extremely different from their hermitian counterparts. We find that exceptional points of higher order are protected by winding numbers, that systems subject to PT-symmetry (parity and time reversal) show combined eigenvalue and eigenvectortopology, and that two-dimensional spatial symmetries (called wallpaper symmetries) can enforce exceptional points.

We further derive fermion doubling theorems for non-hermitian topological systems, which constrain the allowed number and composition of exceptional points in a material. These theorems differ from their hermitian analogues due tothe non-abelian structure inherent to exceptional points. We show, theoretically and in photonics experiments, that this can lead to topological monopoles, which are forbidden in hermitian systems.

Place, publisher, year, edition, pages
Stockholm: Department of Physics, Stockholm University , 2026. , p. 80
Keywords [en]
homotopy, non-hermitian, photonics, topological phases, topology
National Category
Condensed Matter Physics
Research subject
Theoretical Physics
Identifiers
URN: urn:nbn:se:su:diva-254256ISBN: 978-91-8107-624-0 (print)ISBN: 978-91-8107-625-7 (electronic)OAI: oai:DiVA.org:su-254256DiVA, id: diva2:2053600
Public defence
2026-06-05, Lärosal 16, House 2, Albano, Albanovägen 18 and online, public link is available at the department website, Stockholm, 09:00 (English)
Opponent
Supervisors
Funder
Knut and Alice Wallenberg Foundation, 2023.0256Knut and Alice Wallenberg Foundation, 2019.0068Göran Gustafsson Foundation for Research in Natural Sciences and MedicineAvailable from: 2026-05-11 Created: 2026-04-16 Last updated: 2026-05-18Bibliographically approved
List of papers
1. Braid-protected topological band structures with unpaired exceptional points
Open this publication in new window or tab >>Braid-protected topological band structures with unpaired exceptional points
2023 (English)In: Physical Review Research, E-ISSN 2643-1564, Vol. 5, no 4, article id L042010Article in journal (Refereed) Published
Abstract [en]

We demonstrate the existence of topologically stable unpaired exceptional points (EPs), and construct simple non-Hermitian (NH) tight-binding models exemplifying such remarkable nodal phases. While fermion doubling, i.e., the necessity of compensating the topological charge of a stable nodal point by an antidote, rules out a direct counterpart of our findings in the realm of Hermitian semimetals, here we derive how nonommuting braids of complex energy levels may stabilize unpaired EPs. Drawing on this insight, we reveal the occurrence of a single, unpaired EP, manifested as a non-Abelian monopole in the Brillouin zone of a minimal three-band model. This third-order degeneracy represents a sweet spot within a larger topological phase that cannot be fully gapped by any local perturbation. Instead, it may only split into simpler (second-order) degeneracies that can only gap out by pairwise annihilation after having moved around inequivalent large circles of the Brillouin zone. Our results imply the incompleteness of a topological classification based on winding numbers, due to non-Abelian representations of the braid group intertwining three or more complex energy levels, and provide insights into the topological robustness of non-Hermitian systems and their non-Abelian phase transitions.

National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:su:diva-225658 (URN)10.1103/PhysRevResearch.5.L042010 (DOI)001123051300003 ()2-s2.0-85175075020 (Scopus ID)
Available from: 2024-01-22 Created: 2024-01-22 Last updated: 2026-04-16Bibliographically approved
2. Nodal phases in non-Hermitian wallpaper crystals
Open this publication in new window or tab >>Nodal phases in non-Hermitian wallpaper crystals
2024 (English)In: Applied Physics Letters, ISSN 0003-6951, E-ISSN 1077-3118, Vol. 124, no 5, article id 051109Article in journal (Refereed) Published
Abstract [en]

Symmetry and non-Hermiticity play pivotal roles in photonic lattices. While symmetries, such as parity-time (⁠PT⁠) symmetry, have attracted ample attention, more intricate crystalline symmetries have been neglected in comparison. Here, we investigate the impact of the 17 wallpaper space groups of two-dimensional crystals on non-Hermitian band structures. We show that the non-trivial space group representations enforce degeneracies at high symmetry points and dictate their dispersion away from these points. In combination with either T or PT⁠, the symmorphic p4 mm symmetry and the non-symmorphic p2mg, p2gg, and p4gm symmetries protect exceptional chains intersecting at the pertinent high symmetry points.

Keywords
non-hermitian, photonic crystal, lattice model
National Category
Condensed Matter Physics
Research subject
Physics
Identifiers
urn:nbn:se:su:diva-226398 (URN)10.1063/5.0185359 (DOI)001156348800001 ()2-s2.0-85183979042 (Scopus ID)
Funder
Swedish Research Council, 2018-00313Knut and Alice Wallenberg Foundation, 2018.0460Knut and Alice Wallenberg Foundation, 2019.0068Göran Gustafsson Foundation for Research in Natural Sciences and Medicine
Available from: 2024-02-08 Created: 2024-02-08 Last updated: 2026-04-16Bibliographically approved
3. Homotopy, symmetry, and non-Hermitian band topology
Open this publication in new window or tab >>Homotopy, symmetry, and non-Hermitian band topology
Show others...
2024 (English)In: Reports on progress in physics (Print), ISSN 0034-4885, E-ISSN 1361-6633, Vol. 87, no 7, article id 078002Article in journal (Refereed) Published
Abstract [en]

Non-Hermitian matrices are ubiquitous in the description of nature ranging from classical dissipative systems, including optical, electrical, and mechanical metamaterials, to scattering of waves and open quantum many-body systems. Seminal line-gap and point-gap classifications of non-Hermitian systems using K-theory have deepened the understanding of many physical phenomena. However, ample systems remain beyond this description; reference points and lines do not in general distinguish whether multiple non-Hermitian bands exhibit intriguing exceptional points, spectral braids and crossings. To address this we consider two different notions: non-Hermitian band gaps and separation gaps that crucially encompass a broad class of multi-band scenarios, enabling the description of generic band structures with symmetries. With these concepts, we provide a unified and comprehensive classification of both gapped and nodal systems in the presence of physically relevant parity-time ( PT ) and pseudo-Hermitian symmetries using homotopy theory. This uncovers new stable topology stemming from both eigenvalues and wave functions, and remarkably also implies distinct fragile topological phases. In particular, we reveal different Abelian and non-Abelian phases in PT -symmetric systems, described by frame and braid topology. The corresponding invariants are robust to symmetry-preserving perturbations that do not induce (exceptional) degeneracy, and they also predict the deformation rules of nodal phases. We further demonstrate that spontaneous PT symmetry breaking is captured by Chern-Euler and Chern-Stiefel-Whitney descriptions, a fingerprint of unprecedented non-Hermitian topology previously overlooked. These results open the door for theoretical and experimental exploration of a rich variety of novel topological phenomena in a wide range of physical platforms.

Keywords
exceptional points, metamaterials, non-Hermitian systems, PT symmetry, topological bands
National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:su:diva-238586 (URN)10.1088/1361-6633/ad4e64 (DOI)001261089100001 ()38957897 (PubMedID)2-s2.0-85197683379 (Scopus ID)
Available from: 2025-01-27 Created: 2025-01-27 Last updated: 2026-04-16Bibliographically approved
4. Winding topology of multifold exceptional points
Open this publication in new window or tab >>Winding topology of multifold exceptional points
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2025 (English)In: Physical Review Research, E-ISSN 2643-1564, Vol. 7, no 1, article id L012021Article in journal (Refereed) Published
Abstract [en]

Despite their ubiquity, a systematic classification of multifold exceptional points, n-fold spectral degeneracies (EPns), remains a significant unsolved problem. In this article, we characterize the Abelian eigenvalue topology of generic EPns and symmetry-protected EPns for arbitrary n. The former and the latter emerge in (2n-2)- and (n-1)-dimensional parameter spaces, respectively. By introducing topological invariants called resultant winding numbers, we elucidate that these EPns are stable due to topology of a map from a base space (momentum or parameter space) to a sphere defined by resultants. In a D-dimensional parameter space (D≥c), the resultant winding numbers topologically characterize (D-c)-dimensional manifolds of generic (symmetry-protected) EPns, whose codimension is c=2n-2 (c=n-1). Our framework implies fundamental doubling theorems for both generic EPns and symmetry-protected EPns in n-band models.

National Category
Subatomic Physics
Identifiers
urn:nbn:se:su:diva-240196 (URN)10.1103/PhysRevResearch.7.L012021 (DOI)001418194300003 ()2-s2.0-85216596667 (Scopus ID)
Available from: 2025-03-06 Created: 2025-03-06 Last updated: 2026-04-16Bibliographically approved
5. Exceptional topology on nonorientable manifolds
Open this publication in new window or tab >>Exceptional topology on nonorientable manifolds
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2026 (English)In: Physical Review Research, E-ISSN 2643-1564, Vol. 8, no 1, article id 013233Article in journal (Refereed) Published
Abstract [en]

We classify gapped phases and characteristic nodal points of non-Hermitian band structures on two-dimensional nonorientable parameter spaces. Such spaces arise in a wide range of physical systems in the presence of nonsymmorphic parameter space symmetries. For gapped phases, we find that nonorientable spaces provide a natural setting for exploring fundamental structural problems in braid group theory, such as torsion and conjugacy. Gapless systems, which host exceptional points (EPs), explicitly violate fermion doubling, even in two-band models. We demonstrate that EPs traversing the nonorientable parameter space exhibit non-Abelian charge inversion. These braided phases and their transitions leave distinct signatures in the form of bulk Fermi arc degeneracies, offering a concrete route toward experimental realization and verification.

National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:su:diva-253967 (URN)10.1103/g5cr-dwxz (DOI)001711279000002 ()2-s2.0-105032369636 (Scopus ID)
Available from: 2026-04-01 Created: 2026-04-01 Last updated: 2026-04-16Bibliographically approved
6. Observation of Braid-Protected Unpaired Exceptional Points
Open this publication in new window or tab >>Observation of Braid-Protected Unpaired Exceptional Points
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2026 (English)In: Physical Review Letters, ISSN 0031-9007, E-ISSN 1079-7114, Vol. 136, no 5, article id 056602Article in journal (Refereed) Published
Abstract [en]

Spectral degeneracies (dubbed nodal points in momentum space) play fundamental roles in understanding exotic properties of light and matter. In lattice systems, unpaired band-structure degeneracies are subject to well-established no-go (doubling) theorems that universally apply to both closed Hermitian systems and open non-Hermitian systems. However, the non-Abelian braid topology of non-Hermitian multiband systems provides a loophole to these constraints. Here we successfully leverage this loophole in a non-Hermitian three-band system, implementing an unpaired third-order exceptional point (EP3), which manifests as a non-Abelian monopole. We explicitly demonstrate the intricate braiding topology and non-Abelian, path-dependent, fusion rules underlying the unpaired EP3. The experiment uses a new design of single-photon interferometry, enabling eigenstate and spectral resolutions for multiband systems with widely tunable parameters. Thus, the union of state-of-the-art experiments, fundamental theory, and everyday concepts such as braids pave the way toward the highly exotic non-Abelian topology unique to non-Hermitian settings.

National Category
Condensed Matter Physics
Identifiers
urn:nbn:se:su:diva-253079 (URN)10.1103/q3y4-3s34 (DOI)001686761400009 ()41723654 (PubMedID)2-s2.0-105029634493 (Scopus ID)
Available from: 2026-03-04 Created: 2026-03-04 Last updated: 2026-04-16Bibliographically approved
7. Non-Hermitian Exceptional Topology on a Klein Bottle Photonic Circuit
Open this publication in new window or tab >>Non-Hermitian Exceptional Topology on a Klein Bottle Photonic Circuit
Show others...
(English)Manuscript (preprint) (Other academic)
Abstract [en]

Non-Hermitian physics has unlocked a wealth of unconventional wave phenomena beyond the reach of Hermitian systems, with exceptional points (EPs) driving enhanced sensitivity, nonreciprocal transport, and topological behavior unique to non-Hermitian degeneracies. Here, we present a scalable and reconfigurable silicon photonic integrated circuit capable of emulating arbitrary non-Hermitian time evolution with high precision. Using this programmable platform, we implement a two-band non-Hermitian Hamiltonian defined on a Klein-bottle topology a nonorientable parameter space that enables exceptional phases forbidden on orientable manifolds. Through an on-chip amplitude-and-phase reconstruction protocol, we retrieve the full complex Hamiltonian at multiple points in parameter space and experimentally map the associated Fermi arc where the imaginary eigenvalue gap closes. The orientation of the measured Fermi arc reveals a nontrivial exceptional topology: it implies the presence of same-charge EPs (or an EP monopole) that cannot annihilate locally on the Klein bottle. Our results demonstrate the first photonic realization of exceptional topology on a nonorientable manifold and establish a versatile platform for exploring exotic non-Hermitian and topological models relevant to classical and quantum photonics.

Keywords
photonics, topological band structures
National Category
Atom and Molecular Physics and Optics
Research subject
Physics
Identifiers
urn:nbn:se:su:diva-254233 (URN)10.48550/arXiv.2512.20273 (DOI)
Available from: 2026-04-16 Created: 2026-04-16 Last updated: 2026-04-16

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