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Some properties of second order elliptic operators with coefficients
Stockholm University, Faculty of Science, Department of Mathematics.
2026 (English)Licentiate thesis, comprehensive summary (Other academic)
Abstract [en]

This licentiate thesis  concerns second order elliptic operators with coefficients, that is, differential operators of the form

\begin{equation}

    L u     = -\frac{1}{ \rho } \operatorname{div} A \nabla u \, , 

\end{equation}

where the function $ u : \Omega \to \mathbb{C} $ satisfies a Neumann or a Dirichlet condition at the boundary $ \partial \Omega $. Here, $ \rho (x) $ is a positive weight function, and $ A(x) $ is an elliptic coefficient matrix. Note that the resulting operator is self-adjoint precisely when $ A(x) $ is a hermitian matrix for all $ x \in \Omega $. Such operators arise in many areas of the natural sciences, and have thus been extensively studied. 

In the first paper of this thesis, we are interested in the Dirichlet and the Neumann spectra of $ L $ in the self-adjoint case. When the domain $ \Omega $ is bounded, both spectra consist of infinitely many non-negative eigenvalues $ \lambda_n $ resp. $ \mu_n $, and we are interested in inequalities of the type $ \mu_{n+k} \leq \lambda_n $ (with $ k \in \mathbb{N} $ fixed), valid for $ n=1 $ or for all $ n \in \mathbb{N} $. For the Laplacian $ -\Delta $ many inequalities of this form are known, and our aim is to generalize these results to elliptic operators under adequate assumptions on the coefficients.

In the second paper, we study the square root $ \sqrt{L} $ (and more precisely, its domain of definition $ \operatorname{dom} (L) \subseteq L^2 ( \Omega ) $) of the operator $ L $, which is defined via functional calculus. Kato's square root conjecture, formulated in the 1960s and resolved in the early 2000s, states that $ \operatorname{dom} ( \sqrt{L} ) $ coincides with the domain of the sesquilinear form associated to $ L $ (namely $ H^1_0 ( \Omega ) $ in the case of a Dirichlet boundary condition). Note that this statement is almost trivial when $ L $ is self-adjoint, but the question is considerably harder when the coefficients are not symmetric. In this paper, taking inspiration from the proof on $ \Omega = \mathbb{R}^d $, we give a new proof of this result on domains $ \Omega \subseteq \mathbb{R}^d $ that relies on a \emph{second order} approach. This method avoids the \emph{first order} framework of Dirac operators previously used for treating boundary conditions. 

Place, publisher, year, edition, pages
Stockholm: Scandinavian University Press, 2026.
National Category
Mathematical Analysis
Research subject
Mathematics
Identifiers
URN: urn:nbn:se:su:diva-251659OAI: oai:DiVA.org:su-251659DiVA, id: diva2:2032081
Presentation
2026-02-13, Cramér-rummet, Albanovägen 28, 106 91 Stockholm, 13:00 (English)
Opponent
Supervisors
Available from: 2026-01-30 Created: 2026-01-26 Last updated: 2026-01-30Bibliographically approved
List of papers
1. The Levine--Weinberger and Friedlander--Filonov inequalities for some classes of elliptic operators
Open this publication in new window or tab >>The Levine--Weinberger and Friedlander--Filonov inequalities for some classes of elliptic operators
(English)Manuscript (preprint) (Other academic)
Abstract [en]

We consider the eigenvalue problem for certain classes of elliptic operators,namely inhomogeneous membrane operators $ L = \tfrac{1}{ \rho } ( −\Delta + V ) $ and divergence form operators $ L = − \operatorname{divergence} A \nabla $, on bounded domains. For these operators, we prove ordering inequalities between the Dirichlet and the Neumann eigenvalues, generalizing results of Levine–Weinberger and Friedlander–Filonov for the Laplacian. We take inspiration from their proofs and derive sufficient conditions on the coefficients of the operator that ensure that the inequalities remain valid.

National Category
Mathematical Analysis
Research subject
Mathematics
Identifiers
urn:nbn:se:su:diva-251657 (URN)
Available from: 2026-01-23 Created: 2026-01-23 Last updated: 2026-01-26
2. A second order approach to the Kato square root problem on open sets
Open this publication in new window or tab >>A second order approach to the Kato square root problem on open sets
Show others...
(English)Manuscript (preprint) (Other academic)
Abstract [en]

We obtain the Kato square root property for coupled second-order elliptic systems in divergence form subject to mixed boundary conditions on an open and possibly unbounded set in $ \mathbb{R}^n $ under two simple geometric conditions: The Dirichlet boundary parts for the respective components are Ahlfors--David regular and a quantitative connectivity property in the spirit of locally uniform domains holds near the remaining Neumann boundary parts. In contrast to earlier work, our proof is not based on the first-order approach due to Axelsson--Keith--McIntosh but uses a second-order approach in the spirit of the original solution to the Kato square root problem on Euclidean space. This way, the proof becomes substantially shorter and technically less demanding. 

National Category
Mathematical Analysis
Identifiers
urn:nbn:se:su:diva-251658 (URN)
Available from: 2026-01-24 Created: 2026-01-24 Last updated: 2026-01-26

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Schmatzler, Timotheus

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